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HomeMy WebLinkAbout022123-09.2 Revised ADMINISTRATIVE STAFF REPORT 9.2 TO: Mayor and Town Council February 21, 2023 SUBJECT: Resolution No. 12-2023, accepting the mid-year Financial Report, approving mid-year adjustments to the Fiscal Year 2022/23 Operating Budget Resolution No. 13-2023, accepting the mid-year Financial Report, approving mid-year adjustments to the Fiscal Year 2022/23 Capital Improvement Program INTRODUCTION The Operating Budget is the Town’s annual plan for service delivery. The budget focuses on services, programs and activities that are prioritized by the Town Council to meet the Town’s mission, which is “To provide superior municipal services that make people’s lives better.” The Capital Improvement Program (CIP) is the Town’s capital budget. The CIP identifies high priority current and future capital needs and identifies potential sources of funding. On June 8, 2022, the Town Council adopted Resolution 42-2022, approving the 2022/23 Operating Budget and setting the 2022/23 Appropriation Limit; and Resolution 43-2022, approving the 2022/23 through 2026/27 Capital Improvement Program. The purpose of the mid-year update is to review actual mid-year revenues and expenditures in comparison to the adopted budget and CIP, and make any necessary mid-year adjustments. BACKGROUND The Town is preparing to end the local State of Emergency that was declared at the outset of the Coronavirus pandemic in March 2019. Through a series of actions and outcomes spanning three fiscal years, the Town has successfully navigated the economic impacts of the pandemic upon Town operations. Economic recovery has been aided by growth in property values which have yielded increased property tax revenue; growth in online commerce which has generated new sales tax revenue; and federal assistance received in the form of the American Rescue Plan Act (ARPA) of 2021. 2022/23 operating expenditures have restored and resumed service delivery in most areas. Ten-year forecasts covering 2022/23 through 2031/32 see the Town continuing to chart a fiscally sustainable course, while facing minimally reduced service levels in some areas. Despite emerging from the pandemic, new fiscal challenges continue to be presented. Rapid economic expansion occurred during the pandemic, through federal stimulus funding that reached consumers. However, that growth has proven to be unsustainable, Mid-year Financial Report & Adjustments To FY 2022-23 2 February 21, 2023 leading to rising inflation. In an attempt to stabilize the economy, between Q3 of 2021 and Q1 of 2023 the Federal Reserve raised the federal funds rate from 0.25% to 4.5%. Inflation remains above the Federal Reserve price stability goal, further risking a recession in the near future. For the Town, continuation of this trend into 2023/24 and beyond will continue to drive up costs for personnel, contracted services, materials and supplies at rates that will outpace forecast revenue growth and budgeted costs. DISCUSSION As of December 31, 2022, overall revenues are tracking ahead of the approved budget, while expenditures are on track to finish the fiscal year within budget. Overall fiscal condition remains strong, and the Town expects to finish the year on a positive note. OPERATING BUDGET Revenues Total revenues of $38.5 million were forecast for 2022/23, a 7.6% increase from $35.8 million for 2021/22. General Fund General Fund revenues are tracking positively compared to budget. Property Tax – Property tax continues to be the Town’s largest revenue source, accounting for 56.5% of the General Fund. Actual 2021/22 revenues totaled $17,805,336. The budget forecast for 2022/23 is $16,200,00. At mid-year, actual revenues are exceeding the forecast and tracking ahead of the 2021/22 mid-year receipts. Mid-year receipts indicate that the actual revenues are expected to exceed the budget forecast. Sales Tax – Sales tax accounts for 20.9% of the General Fund. Actual 2021/22 revenues totaled $7,315,831. The budget forecast for 2022/23 is $6,000,000. Mid-year revenues are exceeding the budget forecast and tracking ahead of the 2021/22 mid-year receipts. Mid-year receipts indicate that the actual revenues are expected to exceed the budget forecast. Property Transfer Tax – Though the real estate market continues to see high values, sales volumes have slowed due to higher interest rates. Actual 2021/22 revenues totaled $1,013,688. The budget forecast for 2022/23 is $650,000. Mid-year receipts indicate that the actual revenues are expected to meet the budget forecast. Mid-year Financial Report & Adjustments To FY 2022-23 3 February 21, 2023 Business License Tax – Business license payments were due by August 1, 2022 and mid-year receipts represent 89.0% of the forecast for the year. Mid-year receipts indicate that the actual revenues are expected to meet the budget forecast. Franchise Fees – Franchise fees for Cable, Solid Waste and Gas and Electric are received at various times throughout the year (from monthly to annually). Current year revenues are tracking closely with prior years on a percentage basis. Mid-year receipts indicate that the actual revenues are expected to meet the budget forecast. Recreation Fees and Charges - Recreation fees and charges have been most significantly impacted by the pandemic. Current revenues were forecast to increase by 35.6% from the prior year, continuing a gradual recovery. Classes and programs offered continue to increase as the pandemic has eased up. Actual revenues for 2021/22 totaled $1,667,350. The budget forecast for 2022/23 is $2,034,067. Mid-year receipts indicate that the actual revenues are expected to meet the budget forecast. Donations – No donation revenue was budgeted for 2022/23. Subsequently the Town has received a $10,000 donation to purchase security camera equipment. A mid-year adjustment of $10,000 is recommended to recognize the receipt of the $10,000 in donations. Special Purpose Revenue Special Purpose revenues are tracking ahead of the budget forecast. Building and Planning – The budget forecast for 2022/23 is $2,153,200. Actual 2021/22 revenues totaled $2,932,342. At mid-year, revenues collected represent 81.4% of the budget forecast. Mid-year receipts indicate that actual revenues are expected to exceed the budget forecast. Gas Tax - The budget forecast for 2022/23 is $1,800,000. Actual 2021/22 revenues totaled $1,954,911. At mid-year, revenues collected represent 54.0% of the budget forecast. Mid- year receipts indicate that actual revenues are expected to exceed the budget forecast. Measure J Return to Source (RTS) – RTS revenues come from the countywide half cent sales tax for transportation and are received as a single year end payment. The budget forecast for 2022/23 is $771,781. Actual 2021/22 revenues totaled $1,111,730. Mid-year receipts indicate that the actual revenues are expected to meet the budget forecast. Solid Waste Diversion Incentive Fees – Solid Waste DIF are collected from the Town’s solid waste and recycling haulers to offset wear and tear on Town streets. The budget forecast for 2022/23 is $872,257. Actual 2021/22 revenues totaled $854,168. Mid-year receipts indicate that the actual revenues are expected to meet the budget forecast. Mid-year Financial Report & Adjustments To FY 2022-23 4 February 21, 2023 Lighting and Landscape Assessment District – LLAD revenues are based upon set assessment rates collected to help offset costs to maintain Town parks, roadside landscaping and street lighting. The budget forecast for 2022/23 is $3,129,750. Actual 2021/22 revenue totaled $3,195,658. Mid-year revenues received through mid-year is comparable to that received in each of the three prior years. Mid-year receipts indicate that the actual revenues are expected to meet the budget forecast. Successor Agency Real Property Tax Trust Fund (RPTTF) revenues are budgeted at $2,272,250, inclusive of Town re-payment under the Re-stated Cooperation Loan Agreement with the former CDA. RPTTF revenues fund debt service payments for the 2001 and 2005 Certificates of Participation, the 2001 Taxable Revenue Bonds, and reimbursement of allowed administrative costs. Mid-year receipts indicate that the actual revenues are expected to meet the budget forecast. Revenue Summary Thus far in 2022/23, the Town Council has approved one budget adjustment: • Resolution No. 63-2022, increased revenues in the General Fund by $62,906 to accept SB 1383 Local Assistance Grant program funding received from CalRecycle. At mid-year, one mid-year adjustment is recommended: • Increase “Donations” by $10,000 in order to allow the donation received for the Police Department to be expended. At mid-year, there are significant positive variances to the budget forecast for Property Tax, Sales Tax, Building and Planning Fees and Gas Tax. Barring any significant unforeseen expense, total revenues for 2022/23 will exceed the budget forecast. Due to the anticipated positive variance, no further mid-year revenue adjustments are necessary. Table 1 summarizes the adopted budget forecast, prior amendments and recommended mid-year adjustments. Mid-year Financial Report & Adjustments To FY 2022-23 5 February 21, 2023 Table 1 Mid-Year Revenue Summary Adopted Prior Mid-Year Budget Amendments Revised TOTAL $ 46,089,360 $ 46,152,266 $ 46,152,266 General Fund $ 28,665,329 $ 28,728,235 $ 28,728,235 Special Revenue $ 9,827,912 $ 9,827,912 $ 9,837,912 ARPA $ 5,323,869 $ 5,323,869 $ 5,323,869 Successor Agency $ 2,272,250 $ 2,272,250 $ 2,272,250 Expenditures The 2022/23 operating budget includes total operating expenditures of $35.77 million, a 7.6% increase from the 2021/22 budget of $33.25 million. General Government – The budget for 2022/23 is $2,197,461. Direct and contract costs are largely tracking within budget. Outside legal costs resulting from Town initiated litigation are exceeding what was budgeted in the City Attorney’s budget. One mid-year adjustment is recommended to increase the City Attorney budget by $100,000. Police Services – The budget for 2022/23 is $11,378,646. Contract and direct costs are tracking within budget. One private party donation received will be used to purchase security camera equipment. One mid-year adjustment is recommended to increase the Police Services Management budget by $10,000. Administrative Services – The budget for 2022/23 is $4,238,464. Costs are tracking within budget and no mid-year adjustments are recommended. Development Services – The budget for 2022/23 is $5,179,933. Significant efforts such as the 2023-30 Housing Element and the Downtown Master Plan have been completed and high development-driven demand continues to occur in Building Services. Special noticing costs associated with the Housing Element exceeded budgeted costs. One mid-year adjustment is recommended to increase the Planning budget by $35,000 to cover Housing Element Outreach. Maintenance Services – The budget for 2022/23 is $8,516,458. Maintenance costs are currently tracking within the budget and no mid-year adjustments are recommended. Recreation, Arts and Community Services – The budget for 2022/23 is $4,256,628. RACS costs are currently tracking within the budget and no mid-year adjustments are recommended. Mid-year Financial Report & Adjustments To FY 2022-23 6 February 21, 2023 Personnel – The 2022/23 budget for regular and part-time temporary employees is $14.6 million, a 9.8% increase from the prior year. At mid-year, 41.5% of the budget has been expended. No mid-year adjustments are recommended. Extraordinary Storm Recovery Costs - Severe storms struck the state during the first two weeks of 2023. The Town experienced widespread flooding, requiring significant clean up and recovery efforts which continue to be ongoing. This has resulted in significant, unanticipated recovery and repair costs, which are currently expected to total $500,000 to $1 million absent additional weather-related damage. The recent nature of the damage and related recovery efforts is such that additional time will be required to more fully and accurately account for the Town’s storm related costs. Though no mid-year adjustment is recommended, a significant year end adjustment will be required to budget for all storm related costs. Successor Agency For 2022/23, Successor Agency operating expenditures total $1,172,250 for debt service and administrative costs. Re-payment of the outstanding balance owed under the former CDA/Town loan funds capital transfers of $1,100,000. Successor Agency expenditures remain unchanged. No mid-year adjustments are recommended. Expenditure Summary Thus far in 2022/23 the Town Council has approved two budget adjustments totaling $88,006, including: • Resolution No. 63-2022, appropriating $62,906 from the General Fund to support SB 1383 compliance activities, this expense is funded from a grant received from CalRecycle. • Resolution No. 97-2022, appropriating $25,100 from the Asset Replacement Fund to purchase the replacement of one scanner/plotter device for Development Services. Recommended Mid-Year Adjustments As described above, total mid-year adjustments of $145,000 are recommended, including: General Fund $100,000 Special Revenue Donations $ 10,000 Advance Planning Fees $ 35,000 Table 2 illustrates 2022/23 expenditures, including the adopted budget forecast, prior amendments and recommended mid-year adjustments. Mid-year Financial Report & Adjustments To FY 2022-23 7 February 21, 2023 Table 2 Mid-Year Expenditure Summary Adopted Prior Mid-Year Budget Amendments Revised TOTAL $ 36,939,840 $ 37,027,846 $ 37,172,846 General Fund $ 25,336,288 $ 25,399,194 $ 25,499,194 Special Revenue $ 10,431,302 $ 10,456,402 $ 10,501,402 Successor Agency $ 1,172,250 $ 1,172,250 $ 1,172,250 Following are two additional changes that are necessary to include in the mid-year update in order to address an error or omission: • Employee Salary Ranges will be updated to include a “Program Specialist” position for Transportation with a monthly salary range of $5,643-$7,731. • Resolution No. 98-2022, accepting the 2021/22 Audited ACFR, was approved by the Town Council on November 15, 2022. The Resolution contained an error which indicated that $6,100,000 was to be transferred into the CIP Fund at year end. This number was inadvertently carried over from the prior year resolution. The correct transfer amount is $3,250,000, which coincides with what was shown in the Administrative Staff Report. Transfers and Designations The 2022/23 budget includes General Fund transfers of $4,726,594: $1,300,000 for LLAD operations, $900,000 for CIP - Pavement Management Project, $75,000 for Asset Replacement, and $2,451,594 for CIP – General Purpose. On November 15, 2021, the Town Council adopted Resolution No. 98-2022, approving the 2021/22 ACFR and transferring a total of $4,769,893 from the General Fund to: CIP - General Purpose Fund - $3,250,000; Asset Replacement Fund - $1,500,000; Compensated Absences/Personnel - $269,893; and Rental Proceeds - $250,000. This increased the total 2022/23 transfers and designations to $9,496,487. Amended ARPA/General Fund Transfers A mid-year action is required to revise the allocation of Coronavirus Local Fiscal Recovery Funds received under the American Rescue Plan Act of 2021 (“ARPA funds”). This action will reduce the number of ARPA-funded capital projects and programs to ensure that the strict federal timeline requirements attached to the expenditure of ARPA funds can be met. The following amended ARPA transfers are included as part of mid-year budget adjustments: Mid-year Financial Report & Adjustments To FY 2022-23 8 February 21, 2023 • Senior Services: Reduce ARPA funding by $500,000, increase General Fund funding by $500,000. • Mental Health: Reduce ARPA funding by $350,000, increase General Fund funding by $350,000. Mid-Year Budget Summary The Town’s overall financial condition remains positive with overall revenues exceeding the budget forecast and expenditures tracking closely with the approved 2022/23 Operating Budget. Mid-year adjustments are recommended to increase expenditures by .3%. CAPITAL IMPROVEMENT PROGRAM The 2022/23 CIP included appropriations of $18,047,209 to fund 38 separate projects. Following adoption of the CIP, the Town Council approved one additional funding appropriation: • Resolution No. 73-2022, appropriating $325,000 from the Park Dedication Impact Fund for the Oak Hill Park Playground Replacement Project, CIP No. B-544. This action increased total capital appropriations for 2022/23 to $18,372,209. Recommended Mid-Year Adjustments A mid-year action is required to revise the allocation of Coronavirus Local Fiscal Recovery Funds received under the American Rescue Plan Act of 2021 (“ARPA funds”). This action will reduce the number of ARPA-funded capital projects and programs to ensure that the strict federal timeline requirements attached to the expenditure of ARPA funds can be met. The following amendments will be included with mid-year adjustments to the CIP: • A-330 – Town-wide Storm Drain System Management: Transfer $750,000 to Project A- 362; reduce ARPA funding by $250,000; increase CIP General Purpose funding by $250,000; Total project funding is reduced to $250,000. • A-362 – Downtown Improvement Project: Increase funding from $2,500,000 to $3,250,000; increase ARPA funding from $1,500,000 to $3,250,000; Total project funding is increased to $3,250,000. • A-492 – Central Irrigation System Capital Management: Reduce ARPA funding by $350,000; increase CIP General Purpose funding by $350,000. • A-620 – Fiberoptic Cable Interconnect: Reduce ARPA funding by $500,000; increase CIP General Purpose funding by $500,000. Mid-year Financial Report & Adjustments To FY 2022-23 9 February 21, 2023 • B-616 – Multi-Sport Skatepark: Reduce CIP General Purpose Funding by $1,500,000 and increase ARPA funding by $1,500,000. • B-626 – Town Office Relocation: Reduce CIP General Purpose funding by $1,883,012 and increase ARPA funding by $1,883,012. • B-628 – Town Green and Arts District: Reduce ARPA funding by $2,033,012 and increase CIP General Purpose funding by $2,033,012. • B-629 – 282 Front Street – Arts District Maker Space: Reduce CIP General Purpose funding by $600,000 and increase ARPA funding by $600,000. • C-621 – Town-Wide Bicycle Facilities Improvements: Reduce ARPA funding by $1,000,000 and increase CIP General Purpose funding by $1,000,000. Additional mid-year fund adjustments are recommended for the following projects: • A-613 – Loch Lomond Trash Rack: The 2022/23 CIP incorrectly shows a FEMA grant totaling $169,200. The correct award amount is $403,990. Project funding should be increased by $234,790 to reflect the total FEMA grant awarded. • C-601 – Camino Ramon Improvements: The Town has $111,885 remaining from SAFETEA-LU earmark funds that has been programmed for the Camino Ramon Improvements project. Project funding should be increased by $111,885. Attachment C includes revised CIP pages - Tables A, B, C and E, and project pages including the adjustments for each of these projects. PUBLIC CONTACT Posting of the meeting agenda serves as notice to the general public. RECOMMENDATION Adopt Resolution No. 12-2023, accepting the mid-year Financial Report, approving mid-year adjustments to the Fiscal Year 2022/23 Operating Budget; and adopt Resolution No. 13-2023, accepting the mid-year Financial Report, approving mid-year adjustments to the Fiscal Year 2022/23 Capital Improvement Program. Prepared by: Joseph Calabrigo Town Manager Mid-year Financial Report & Adjustments To FY 2022-23 10 February 21, 2023 Lani Ha Finance Director/Treasurer Attachments: Attachment A: Resolution No. 12-2023 Attachment B: Resolution No. 13-2023 Attachment C: CIP pages - Tables A, B, C and E, and individual project pages RESOLUTION NO. 12-2023 ACCEPTING THE MID-YEAR FINANCIAL REPORT, APPROVING MID-YEAR ADJUSTMENTS TO THE FISCAL YEAR 2022/23 OPERATING BUDGET WHEREAS, all revenue and expenditure projections, which were made in preparing the Fiscal Year 2022/23 Operating Budget, have been reviewed; and WHEREAS, the following mid-year adjustments to the Fiscal Year 2022/23 Operating Budget are recommended to reflect increased expenditure needs: General Fund – Expenditures  Increase General Fund expenditures – General Government – City Attorney by $100,000; increasing total General Fund expenditures from $25,399,194 to $25,499,194. Special (Restricted) Revenue - Expenditures  Increase Donations expenditures – Police Services - Management by $10,000; Increase Advance Planning Fee expenditures by $35,000, increasing total Special Revenue expenditures from $10,456,402 to $10,501,402. WHEREAS, the following mid-year update are recommended to address error and omission:  Update Employee Salary Ranges to include a “Program Specialist” position for Transportation with a monthly salary of $5,643-$7,731.  Update Reso 98-2022, to show Fiscal Year 2021/22 year end transfer amount to CIP Fund from $6,100,000 to $3,250,000 per Administrative Staff Report on November 15, 2022. WHEREAS, the following mid-year adjustments to the Fiscal Year 2022/23 Operating Budget are recommended to amend American Rescue Plan Act (ARPA) and transfers from General Fund to ensure strict federal timeline requirements are met:  Senior Services: Reduce ARPA funding by $500,000, increase General Fund funding by $500,000.  Mental Health: Reduce ARPA funding by $350,000, increase General Fund funding by $350,000. WHEREAS, sufficient funding is available in the Town’s funds; now, therefore, be it RESOLVED, that the Danville Town Council hereby approves the mid-year adjustments to the Fiscal Year 2022/23 Operating Budget. APPROVED, by the Danville Town Council at a regular meeting held on February 21, 2023, by the following vote: DocuSign Envelope ID: C8D2A35A-3979-465D-A13B-EA8D1068AF9D PAGE 2 OF RESOLUTION NO. 12-2023 AYES: NOES: ABSTAINED: ABSENT: _________________________________ MAYOR APPROVED AS TO FORM: ATTEST: ________________________________ _________________________________ CITY ATTORNEY CITY CLERK DocuSign Envelope ID: C8D2A35A-3979-465D-A13B-EA8D1068AF9D